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Thursday, February 9, 2012

UTI MF announces merger of S&P CNX Nifty UTI Notional Depository Receipt (SUNDER) and UTI-Master Index Fund into UTI-Nifty Index Fund



UTI Mutual Fund has announced the consolidation / merger being made to S&P CNX Nifty UTI Notional Depository Receipt (SUNDER) and UTI-Master Index Fund.

SUNDER is an open ended, exchange listed, Index linked scheme based on S&P CNX Nifty Index. The fund has been tracking the underlying S&P CNX Nifty Index. However, the small size of this fund has increased the risk of higher tracking error. UTI Nifty Index Fund too has a mandate to replicate the S&P CNX Nifty Index and minimise the performance differences between the scheme and benchmark subject to market liquidity, costs of trading, management expenses and other factors which may cause tracking error. Therefore, it is proposed to merge the fund with UTI Nifty Index Fund.


UTI-Master Index Fund is an open ended passive index fund like UTI-Nifty Index Fund. UTI-Master Index Fund representing BSE Sensex does not reflect a broader universe as compared to Nifty and hence the acceptance in the market is on a lower side. This is apparent from the perspective of fund size and number of investors the fund currently has. Since, both BSE Sensex and S&P CNX Nifty have their constituents as large cap companies and BSE Sensex constituents have a weight-age of 84% in S&P Nifty. Hence, it is proposed to merge UTI-Master Index Fund with UTI-Nifty Index Fund.


Kindly note the following in case of the Merger:

1. The option chosen by you (Growth or Dividend) will remain same in the merged scheme i.e., UTI-Nifty Index Fund.
2. The merger of SUNDER and UTI-Master Index Fund into the UTI-Nifty Index Fund would result in no change to your wealth as an investor on the date of the merger. The SUNDER and UTI-Master Index Fund investors will be allotted units of UTI-Nifty Index Fund as per the applicable NAV. As a result, UTI-Nifty Index Fund would have an increased investor base and corpus to the extent of switchover from SUNDER and UTI-Master Index Fund.

Option to existing unit holders of SUNDER, UTI-Master Index Fund and UTI-Nifty Index Fund:
• Kindly note that if you desire to continue in the merged scheme, no action needs to be taken by you in this regard. You will automatically become a Unitholder in UTI-Nifty Index Fund.

• If you do not wish to continue, you will be given an option to redeem your existing units at prevailing NAV without any load from 13 February 2012 to 14 March 2012 (both days inclusive), for a period of 31 days. Unitholder of SUNDER who wishes to exit can submit redemption request with his / her DP during exit option period or AMC can accept redemption only in creation unit size (i.e. 10,000 units plus in multiples of 1 unit in case of Authorised Participants as well as other investors). Unit holders of UTI-Master Index Fund who wish to exit can inform us in writing with your bank account particulars and submit the statement of account on any day during the exit option period. As per the SEBI Circular Cir/IMD/DF/15/2010 dated 22 October 2010, if there is no change in the fundamental attribute of the surviving scheme on merger (i.e. UTI-Nifty Index Fund), no exit option need to be provided under the said scheme. As the fundamental attribute of UTI-Nifty Index Fund is not being changed no exit option is given to the unitholders of UTI-Nifty Index Fund.

• At the end of the option period, all unit holders who have not redeemed their existing units in SUNDER and UTI-Master Index Fund will be allotted units of UTI-Nifty Index Fund. This conversion will be in a ratio, which will ensure that the investor’s wealth is intact as on the date of merger as shown in the illustration. The conversion will be done at the NAV computed for SUNDER, UTI-Master Index Fund and UTI-Nifty Index Fund on 14 March 2012.
• Such unit holders of SUNDER and UTI-Master Index Fund who have not redeemed their existing units will receive a Statement of Account for their holdings in UTI-Nifty Index Fund post merger.
• If you do not exercise your exit option, you have deemed to have consented to the aforesaid proposal.

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